文章摘要
何昌垂,玄理.重塑国家之责：人的安全保护、冲突与治理[J].国际安全研究,2014,(1):35-62
重塑国家之责：人的安全保护、冲突与治理
Reconceptualizing State Responsibilities: Human Security Protection, Conflicts and Governance
投稿时间：2013-11-01  修订日期：2013-11-18
DOI：
中文关键词: 国家安全  人的安全  国家保护责任  新干预主义  全球治理
英文关键词: national security, human security, state responsibility of protection, neo-interventionism, global governance
基金项目:
作者单位
何昌垂 北京大学国际关系学院教授（兼职），联合国粮农组织原副总干事
玄 理，博士，瑞士世界贸易研究院研究员。 
玄理 北京大学国际关系学院教授（兼职），联合国粮农组织原副总干事
玄 理，博士，瑞士世界贸易研究院研究员。 
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中文摘要:
      与传统的“国家安全”观相比，“人的安全”观是非传统安全领域中的重要内容。人的安全受多维度影响。其中一个或几个维度出现问题，人的安全就受到威胁；威胁达到一定程度，就可能导致冲突。这些维度构成冲突诱因。冲突诱因呈现多元化。有的诱因与冲突相关度较低，有的诱因对诱发冲突具有乘数效应。就触发状态而言，冲突可能由单一因素诱发，亦可由多种因素叠加引发。如果治理失当，会导致冲突恶化。一个国家要有效地治理冲突，就应当对导致冲突的诱因及相关度有深刻理解，如此方可对症下药。人的安全概念、国家保护责任与新干预主义是相继形成的三个概念。应当说，尽管以人为中心的安全框架日益被全球关注，但应当采取何种治理形式，何种治理形式属于最优方案，在国际社会中并未达成共识。但是，根据《联合国宪章》的精神，保护人的安全的责任首先在于当事国政府。主权原则仍是国际关系的基本原则，是解决人的安全问题必须遵守的根本准则。
英文摘要:
      Different from traditional national security perspective, human security is an essential component of non-traditional security. Human security is influenced by multi-dimensional factors. Human security will be threatened if one or more of these dimensional factors get twisted. Such threats, once accumulated to a certain level, may trigger a conflict. While some factors may have a low correlation with the conflict, some other factors may have a multiplying effect in triggering the conflict. Further, the conflict may be triggered by a single factor; it may also be triggered by multiple factors. Poor governance may lead to escalation of conflicts. Deep understanding of the triggering effect and correlation with conflicts is essential to address the root causes of conflicts and manage conflicts effectively. Concepts of human security, state responsibility of protection and neo-interventionism have been developed in succession. Though the people-centered security framework draws global attention, it should be recognized that there is no international consensus on an optimal type of governance. However, according to the Charter of the United Nations, the primary responsibilities of human security protection should be rested in the government of the state. The principle of sovereignty remains the fundamental principle of international relations, which should be the guiding principle when addressing human security issues.
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